Unclaimed
Gary Raymond Denis is a financial advisor with over 25 years of experience in the industry. Gary currently works at Stifel, Nicolaus & Company, Inc. in Flint, Michigan. Gary previously worked for Ameriprise Financial Services, Inc., Ameriprise Advisor Services, Inc., Morgan Stanley DW Inc., American Express Financial Advisors Inc., and IDS Life Insurance Company. Gary is registered as an investment advisor representative and holds a Series 65 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
01/24/2020 - Present
Stifel, Nicolaus & Company, Inc. (FLINT MI)
MI
10/05/2009 - 01/28/2020
AMERIPRISE FINANCIAL SERVICES, INC. (Bloomfield Hills MI)
MI
03/24/2005 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (WEST BLOOMFIELD MI)
NY
11/16/1995 - 03/29/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
MN
04/18/1989 - 01/22/1990
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
04/18/1989 - 01/22/1990
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 05/22/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/24/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 11/15/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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