Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gary? Claim Your ProfileGary Rosenthal is an investment advisor representative at Raymond James Financial Services Advisors, Inc. Gary has over 20 years of experience in the financial services industry. Gary is registered to provide investment advice in multiple states. Gary is also a registered representative and holds FINRA Series 7, 63, 66, and 31 licenses. Gary is committed to providing personalized financial planning, investment management, and retirement planning services to individuals, families, and businesses. Gary is based in Salt Lake City, Utah and serves clients across the United States. Gary's previous employers include Wells Fargo Clearing Services, LLC, Charles Schwab & Co., Inc., WM Financial Services, Inc., Morgan Stanley DW Inc., and Fidelity Brokerage Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
UT
03/26/2021 - Present
Raymond James Financial Services Advisors, Inc. (Salt Lake City UT)
UT
03/16/2011 - 03/22/2021
WELLS FARGO CLEARING SERVICES, LLC (SALT LAKE CITY UT)
CO
10/09/2006 - 12/23/2010
CHARLES SCHWAB & CO., INC. (ENGLEWOOD CO)
UT
01/09/2006 - 07/20/2006
WM FINANCIAL SERVICES, INC. (MURRAY UT)
NY
06/08/2005 - 11/29/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
RI
01/12/2000 - 05/10/2005
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BOTH
Issued 10/08/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/13/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 01/10/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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