Unclaimed
Gary Ralph Paquette is a financial advisor at Stifel, Nicolaus & Company, Inc., with over 26 years of experience in the financial services industry. Gary is registered to provide investment advice in 22 states and holds the Series 7, Series 63, and Series 65 licenses. Gary's areas of expertise include financial planning, portfolio management, and retirement planning. He has a strong track record of providing personalized financial advice to a wide range of clients, including individuals, families, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NH
01/14/2020 - Present
Stifel, Nicolaus & Company, Inc. (NEW LONDON NH)
NH
01/01/2008 - 10/15/2008
WACHOVIA SECURITIES, LLC (NEW LONDON NH)
NH
03/25/1996 - 01/03/2008
A. G. EDWARDS & SONS, INC. (NEW LONDON NH)
NY
11/04/1994 - 04/03/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
05/11/1992 - 12/01/1994
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 06/03/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/03/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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