Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gary? Claim Your ProfileGary Peter Redhead is a financial advisor registered with Wells Fargo Clearing Services, LLC. Gary has been in the industry since 1998. Gary is licensed to provide investment advice and products in several states, including Arkansas, Massachusetts, New Jersey, New York, and Utah. Gary is a well-rounded financial advisor holding several licenses, including Series 3, Series 4, Series 6, Series 7, Series 9, Series 10, Series 24, Series 52, Series 53, and Series 66. Gary's specialties include providing financial planning, investment consulting services to institutional clients, pension consulting, selection of other advisors, and portfolio management for individuals and businesses. Gary is also registered as an Investment Advisor Representative in New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
09/06/2022 - Present
Wells Fargo Clearing Services, LLC (ALBANY NY)
NY
06/30/2016 - 11/15/2021
WELLS FARGO CLEARING SERVICES, LLC (JOHNSTOWN NY)
NY
04/30/2015 - 06/22/2016
METLIFE SECURITIES, INC (LATHAM NY)
NY
12/05/2014 - 04/02/2015
PURSHE KAPLAN STERLING INVESTMENTS (ALBANY NY)
MN
01/01/2007 - 10/17/2014
RIVERSOURCE DISTRIBUTORS, INC. (MINNEAPOLIS MN)
MN
04/06/1998 - 01/01/2007
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
04/06/1998 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 10/04/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/16/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/07/2022
Series 24 - General Securities Principal Examination
BC
Issued 07/07/2022
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/07/2022
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 07/07/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/04/2018
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2000
Series 7 - General Securities Representative Examination
BC
Issued 01/30/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Gary Redhead is the right advisor for you? Invested Better is here to help.
