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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gary? Claim Your ProfileGary Peter Cohen is an investment professional with over 30 years of experience. Gary is currently a Registered Representative and Investment Advisor Representative with Raymond James & Associates, Inc. Gary has held prior roles with UBS Financial Services Inc., Wells Fargo Advisors, LLC, S.J. Levinson & Sons LLC, Albert Fried & Company, LLC, MDB Capital Group LLC, Sanders Morris Harris Inc., Banc of America Securities LLC, J.P. Morgan Securities Inc., and Oppenheimer & Co., Inc. Gary holds Series 63, 66, 7, 8, 9, 10, 24 and SIE licenses. Gary provides a variety of financial services to individuals, corporations, and other business entities. Gary's experience and qualifications make him a valuable resource for clients seeking financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
08/10/2017 - Present
Raymond James & Associates, Inc. (Encino CA)
CA
09/18/2012 - 08/10/2017
UBS FINANCIAL SERVICES INC. (CENTURY CITY CA)
CA
03/10/2009 - 09/19/2012
WELLS FARGO ADVISORS, LLC (BEVERLY HILLS CA)
CA
10/24/2007 - 03/11/2009
S.J. LEVINSON & SONS LLC (LOS ANGELES CA)
CA
06/13/2006 - 01/18/2008
ALBERT FRIED & COMPANY, LLC (ENCINO CA)
TX
03/01/2005 - 06/12/2006
MDB CAPITAL GROUP LLC (ADDISON TX)
TX
01/15/2003 - 02/23/2005
SANDERS MORRIS HARRIS INC. (HOUSTON TX)
NY
03/09/2000 - 12/04/2002
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
05/28/1996 - 03/14/2000
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
12/11/1990 - 06/10/1996
OPPENHEIMER & CO., INC. (NEW YORK NY)
BOTH
Issued 03/19/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/24/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/03/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 08/11/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/10/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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