Unclaimed
Gary Paul Hettler is an active registered representative in the state of Florida and a Registered Investment Advisor. Gary has been in the industry since November 11, 2004 and is currently employed by Charles Schwab & CO., Inc. Gary holds a variety of licenses and certifications, including Series 7, 63, 66, and 31 exams. Gary has a strong background in the financial services industry, having previously worked at a number of other firms, including E*TRADE Securities LLC, Morgan Stanley Smith Barney, Citigroup Global Markets Inc. and Linsco/Private Ledger Corp. Gary is a highly qualified and experienced financial advisor who is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
FL
01/02/2019 - Present
Charles Schwab & CO., Inc. (Boca Raton FL)
CA
01/04/2012 - 06/12/2013
E*TRADE SECURITIES LLC (SAN DIEGO CA)
CA
06/01/2009 - 01/13/2012
MORGAN STANLEY SMITH BARNEY (SAN DIEGO CA)
CA
05/21/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SAN DIEGO CA)
CA
11/28/2005 - 10/17/2006
LINSCO/PRIVATE LEDGER CORP. (SAN DIEGO CA)
NY
07/02/2002 - 02/22/2005
LEHMAN BROTHERS INC. (NEW YORK NY)
BOTH
Issued 05/28/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/24/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 07/01/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Gary Hettler is the right advisor for you? Invested Better is here to help.