Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gary? Claim Your ProfileGary Patrick Heatherington is a financial advisor at Principal Securities, Inc. Gary has been in the industry since September 13, 1983. Gary has an active registration in South Carolina as a broker-dealer and investment advisor representative. Gary also has an active registration in Texas as an investment advisor representative. Gary has a wide range of experience in the financial services industry and is committed to helping his clients achieve their financial goals. Gary’s previous employers include MML INVESTORS SERVICES, LLC, MSI FINANCIAL SERVICES, INC., NEW ENGLAND SECURITIES, NYLIFE SECURITIES INC., and PRUCO SECURITIES CORPORATION. Gary has held a Series 6, 7, 24, 26, 51 and 63 license. Gary specializes in providing financial planning, portfolio management, and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
SC
06/17/2021 - Present
Principal Securities, Inc. (MT PLEASANT SC)
SC
03/25/2017 - 07/27/2018
MML INVESTORS SERVICES, LLC (CHARLESTON SC)
SC
05/02/2014 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (CHARLESTON SC)
SC
05/05/2014 - 01/02/2015
NEW ENGLAND SECURITIES (CHARLESTON SC)
SC
07/09/2001 - 05/05/2014
NEW ENGLAND SECURITIES (CHARLESTON SC)
NY
05/17/2000 - 08/22/2001
NYLIFE SECURITIES INC. (NEW YORK NY)
NJ
12/14/1982 - 09/09/1999
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NA
07/27/1992 - 11/11/1998
PRUCO SECURITIES CORPORATION
BOTH
Issued 11/20/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/31/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/09/2019
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 01/27/2007
Series 24 - General Securities Principal Examination
BC
Issued 07/23/1992
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/2006
Series 7 - General Securities Representative Examination
BC
Issued 12/13/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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