Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gary? Claim Your ProfileGary Wayne is a financial advisor registered with Wells Fargo Clearing Services, LLC. Gary Wayne has over 35 years of experience in the financial services industry. Gary Wayne has a wide range of experience and expertise, including financial planning, portfolio management, and investment consulting. Gary Wayne has a Series 7, 3, and 66 license. Gary Wayne is a member of FINRA. Gary Wayne has also been registered with other firms, including Janney Montgomery Scott LLC, UBS PaineWebber Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Smith Barney Shearson Inc., Lehman Brothers Inc., and E. F. Hutton & Company Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
01/11/2024 - Present
Wells Fargo Clearing Services, LLC (Delray Beach FL)
NY
02/06/2003 - 01/12/2024
JANNEY MONTGOMERY SCOTT LLC (HAUPPAUGE NY)
NJ
09/04/1998 - 02/11/2003
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
10/08/1993 - 09/08/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
07/31/1993 - 10/29/1993
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NY
04/11/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
03/19/1986 - 04/11/1988
E. F. HUTTON & COMPANY INC
BOTH
Issued 08/03/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/03/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/27/1987
Series 3 - National Commodity Futures Examination
BC
Issued 03/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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