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Gary Newton Pottinger

Ameriprise Financial Services, LLC

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About Gary Newton Pottinger

Gary Pottinger is a financial advisor registered with Ameriprise Financial Services, LLC. Gary has over 20 years of experience in the financial services industry. Gary's current practice focuses on providing financial advice and investment management services to individuals, families, and businesses. Gary holds a Series 6, 7, 63, and 66 securities license, as well as the SIE exam. Gary is also a registered investment advisor in New Jersey.

Firm Information

Gary Pottinger is currently registered with Ameriprise Financial Services, LLC. Ameriprise Financial Services, LLC is a Limited Liability Company formed in 1971 and headquartered in Minneapolis, Minnesota. The firm offers a variety of financial services, including financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses. Ameriprise has a significant presence in the United States, with a network of over 11,000 licensed agents and investment advisor representatives. The firm manages over $479 billion in assets for a diverse range of clients, including high-net-worth individuals, corporations, and pension plans.
Ameriprise Financial Services, LLC

707 2ND AVENUE SOUTH

MINNEAPOLIS, MN 55402

$479.79B

Assets Under Management

140,938

Total Clients

13,002

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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asset allocation services

Asset allocation services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Gary Pottinger’s Registration & Firm History

NJ

11/08/2023 - Present

Ameriprise Financial Services, LLC (FAIRFIELD NJ)

NJ

06/03/2016 - 05/02/2023

LPL FINANCIAL LLC (ROSELLE NJ)

NJ

10/02/2008 - 06/03/2016

DAVID LERNER ASSOCIATES, INC. (TEANECK NJ)

NY

03/14/2000 - 12/18/2003

IFMG SECURITIES, INC. (PURCHASE NY)

NY

02/02/1998 - 02/29/2000

DIME SECURITIES, INC. (BROOKLYN NY)

MA

02/05/1997 - 03/07/1997

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

02/05/1997 - 03/07/1997

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

NJ

08/21/1996 - 01/10/1997

PRUCO SECURITIES CORPORATION (NEWARK NJ)

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Licenses & Designations

BOTH

Issued 11/07/2023

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/17/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/01/2008

Series 7 - General Securities Representative Examination

BC

Issued 05/14/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 5 public disclosures for Gary Newton Pottinger. Review regulatory record here.
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