Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gary? Claim Your ProfileGary Ringel is a financial advisor with over 30 years of experience in the industry. Gary currently works at Merrill Lynch, Pierce, Fenner & Smith Inc., and has been with the firm since 2010. Before joining Merrill Lynch, Gary worked at MORGAN STANLEY SMITH BARNEY, CITIGROUP GLOBAL MARKETS INC., and other firms. Gary holds the Series 7, Series 63, and Series 65 licenses. Gary provides portfolio management services to individuals, businesses, and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
06/24/2010 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (GREAT NECK NY)
NY
06/01/2009 - 06/24/2010
MORGAN STANLEY SMITH BARNEY (JERICHO NY)
NY
09/12/1994 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (MANHASSET NY)
NA
04/29/1994 - 09/20/1994
FINANCIAL HORIZONS SECURITIES CORPORATION
NY
02/22/1994 - 09/13/1994
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NJ
01/01/1994 - 02/09/1994
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
CA
06/09/1993 - 11/16/1993
FIRST AFFILIATED SECURITIES (LA JOLLA CA)
NY
10/09/1992 - 06/08/1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 04/23/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/26/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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