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Gary Mitchell Rudow

Stifel, Nicolaus & Company, Inc.

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About Gary Mitchell Rudow

Gary Rudow is a financial advisor with over 30 years of experience in the industry. Gary is currently registered with Stifel, Nicolaus & Company, Inc. in New York, New York, and has a Series 7, Series 63, and Series 65 licenses. Gary specializes in providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and other institutions. Gary's career spans a number of firms including Morgan Stanley, Morgan Stanley & Co. Incorporated, Bear, Stearns & Co. Inc., Ryan Beck & Co., Gruntal & Co., L.L.C., and Tucker Anthony Incorporated. Gary is a member of the Scarlet Knights Wrestling Club and Raritan Sigma Phi Epsilon Corporation boards.

Firm Information

Gary Rudow is currently registered with Stifel, Nicolaus & Company, Inc.. Stifel, Nicolaus & Company, Inc. is a corporation headquartered in ST LOUIS, MO, United States. Founded in 1900, the firm provides financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, individuals, and pooled investment vehicles. With over 5,000 registered representatives and $149.2 billion in regulatory assets under management, the firm serves a wide range of clients including high-net-worth individuals, corporations, and institutional investors.
Stifel, Nicolaus & Company, Inc.

501 N BROADWAY

ST LOUIS, MO 63102

$149.25B

Assets Under Management

Not reported

Total Clients

4,272

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Gary Rudow’s Registration & Firm History

NY

12/11/2017 - Present

Stifel, Nicolaus & Company, Inc. (NEW YORK NY)

NY

06/01/2009 - 11/30/2017

MORGAN STANLEY (NEW YORK NY)

NY

05/02/2008 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)

NY

01/13/2003 - 05/15/2008

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NJ

04/29/2002 - 01/28/2003

RYAN BECK & CO. (FLORHAM PARK NJ)

NY

03/21/2000 - 05/13/2002

GRUNTAL & CO., L.L.C. (NEW YORK NY)

MA

01/25/1994 - 03/22/2000

TUCKER ANTHONY INCORPORATED (BOSTON MA)

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Licenses & Designations

IA

Issued 09/29/2008

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/26/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/24/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Gary Mitchell Rudow. Review regulatory record here.
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