Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gary? Claim Your ProfileGary Michael Spielman is a financial advisor associated with Stifel, Nicolaus & Company, Inc. Gary has over 27 years of experience in the financial services industry. Gary has been registered with Stifel, Nicolaus & Company, Inc. since April 2011. Gary's professional experience includes previous roles with Sterne, Agee & Leach, Inc., Ryan Beck & Co., RBC Dain Rauscher Inc., First Institutional Securities, L.L.C., Cantor Fitzgerald Securities, New England Securities, SMA Equities, Inc., Equico Securities, Inc., and The Equitable Life Assurance Society of the United States. Gary's areas of specialization include Retirement Planning, Education Planning, Asset Allocation, Mutual Funds, and Insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
04/18/2011 - Present
Stifel, Nicolaus & Company, Inc. (MORRISTOWN NJ)
NJ
08/21/2007 - 04/18/2011
STERNE, AGEE & LEACH, INC. (BERNARDSVILLE NJ)
NJ
09/12/2006 - 08/24/2007
RYAN BECK & CO. (FLORHAM PARK NJ)
NJ
03/07/2003 - 09/19/2006
RBC DAIN RAUSCHER INC. (WEST PATERSON NJ)
NJ
04/28/1999 - 03/07/2003
FIRST INSTITUTIONAL SECURITIES, L.L.C. (WEST PATERSON NJ)
NY
02/01/1999 - 02/01/1999
CANTOR FITZGERALD SECURITIES (NEW YORK NY)
NY
03/04/1992 - 02/01/1994
NEW ENGLAND SECURITIES (NEW YORK NY)
MA
07/25/1991 - 02/05/1992
SMA EQUITIES, INC. (WORCESTER MA)
NY
10/07/1988 - 10/14/1989
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
10/07/1988 - 10/14/1989
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BC
Issued 10/12/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/1998
Series 7 - General Securities Representative Examination
BC
Issued 10/06/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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