Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gary? Claim Your ProfileGary Mark Smith is a financial advisor with Raymond James & Associates, Inc., located in Baton Rouge, Louisiana. Gary is a seasoned professional with over 35 years of experience in the financial services industry. Gary is a Chartered Financial Analyst (CFA) and holds the Series 7, Series 63, and SIE licenses. Gary is also registered as an Investment Advisor Representative in Louisiana and Texas. Gary specializes in providing financial planning, portfolio management, and investment advisory services for a wide range of clients, including individuals, families, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
LA
05/10/2013 - Present
Raymond James & Associates, Inc. (BATON ROUGE LA)
LA
09/24/1987 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (BATON ROUGE LA)
BC
Issued 10/08/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Gary Smith is the right advisor for you? Invested Better is here to help.
