Unclaimed
Gary Mariano Garay is a financial advisor with Hilltop Securities Inc. Gary has been in the financial services industry since December 2007. Gary has worked for several firms in the past including UBS Financial Services Inc. and J.P. Morgan Securities LLC. Gary specializes in providing financial advice to high-net-worth individuals, corporations, and other businesses. Gary also provides financial planning, educational seminars, and publication of periodicals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
FL
04/04/2024 - Present
Hilltop Securities Inc. (Palmetto Bay FL)
FL
10/25/2019 - 04/23/2024
UBS FINANCIAL SERVICES INC. (Miami FL)
FL
06/15/2009 - 10/01/2019
J.P. MORGAN SECURITIES LLC (MIAMI FL)
MA
03/16/2009 - 06/03/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BOSTON MA)
MA
04/18/2008 - 06/02/2009
BANC OF AMERICA SECURITIES LLC (BOSTON MA)
MA
11/12/2007 - 04/28/2008
UBS SECURITIES LLC (BOSTON MA)
BC
Issued 08/07/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/27/2014
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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