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Gary M Frontiera

Sterling Retirement Group OF Sacramento

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About Gary M Frontiera

Gary M. Frontiera is a registered Investment Advisor Representative with Sterling Retirement Group Of Sacramento. Gary has been in the industry for over 15 years and is licensed in California. Gary has also worked for Purshe Kaplan Sterling Investments, Foresters Equity Services, Inc. and MML Investors Services, LLC.

Firm Information

Gary Frontiera is currently registered with Sterling Retirement Group OF Sacramento. Sterling Retirement Group OF Sacramento is a Registered Investment Advisor located in Roseville, CA. They have $161 million in regulatory assets under management. The firm specializes in providing financial planning, portfolio management for individuals, selection of other advisors, and business consulting. They primarily work with individuals, including high net worth individuals, as well as pension and profit-sharing plans.
Sterling Retirement Group OF Sacramento

300 HARDING BLVD #115

ROSEVILLE, CA 95678

$161.00M

Assets Under Management

Not reported

Total Clients

7

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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business consulting

Business consulting

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Referral fees

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Gary Frontiera’s Registration & Firm History

CA

09/26/2013 - Present

Sterling Retirement Group OF Sacramento (ROSEVILLE CA)

CA

10/30/2013 - 03/22/2024

PURSHE KAPLAN STERLING INVESTMENTS (ROSEVILLE CA)

CA

06/28/2011 - 10/10/2013

FORESTERS EQUITY SERVICES, INC. (ROSEVILLE CA)

CA

08/04/2008 - 06/17/2011

MML INVESTORS SERVICES, LLC (ROSEVILLE CA)

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Licenses & Designations

IA

Issued 09/27/2010

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/01/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/07/2011

Series 7 - General Securities Representative Examination

BC

Issued 05/16/2008

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There is public disclosure for Gary M Frontiera. Review regulatory record here.
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