Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gary? Claim Your ProfileGary Williams is a financial advisor with over 30 years of experience in the financial services industry. Gary is currently registered with Stifel, Nicolaus & Company, Inc. and has previously worked with Morgan Stanley, Citigroup Global Markets Inc., Stephens Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and Dean Witter Reynolds Inc.. Gary specializes in providing financial planning, pension consulting and portfolio management for individuals, businesses and pooled investment vehicles. Gary is committed to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AR
07/24/2019 - Present
Stifel, Nicolaus & Company, Inc. (LITTLE ROCK AR)
AR
06/01/2009 - 07/23/2019
MORGAN STANLEY (LITTLE ROCK AR)
AR
02/09/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (HOT SPRINGS AR)
AR
08/13/2002 - 02/09/2007
STEPHENS INC. (HOT SPRINGS AR)
NY
08/03/1989 - 08/13/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
07/14/1989 - 08/10/1989
DEAN WITTER REYNOLDS INC.
NA
04/26/1989 - 07/17/1989
THE INVESTMENT CENTER, INC.
NA
04/18/1989 - 05/05/1989
OFFERMAN & CO., INC.
NA
02/01/1989 - 04/17/1989
LA SALLE ST. SECURITIES, INC.
NA
11/21/1984 - 01/11/1989
DEAN WITTER REYNOLDS INC.
IA
Issued 04/25/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/17/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/06/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 11/17/1984
Series 7 - General Securities Representative Examination
BC
Issued 02/04/1984
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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