Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gary? Claim Your ProfileGary Lynn Phelps is a financial advisor registered with Stifel, Nicolaus & Company, Inc.. Gary has been working in the financial services industry since September 29, 1998 and has experience in providing investment advisory and brokerage services to a wide range of clients, including individuals, corporations, and charitable organizations. Gary is licensed to provide financial advice in several states across the US. He is committed to providing personalized financial planning and investment management services to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
11/08/2019 - Present
Stifel, Nicolaus & Company, Inc. (BARRINGTON IL)
IL
03/16/2012 - 11/11/2019
MORGAN STANLEY (BARRINGTON IL)
IL
10/23/2009 - 03/20/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DEER PARK IL)
IL
10/24/2008 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (BUFFALO GROVE IL)
IL
08/22/2000 - 10/24/2008
LASALLE FINANCIAL SERVICES, INC. (BUFFALO GROVE IL)
NY
05/08/1997 - 03/30/1999
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
IA
Issued 08/15/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/29/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/06/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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