Invested Better
Unclaimed

Unclaimed

Unclaimed

Gary Lynn Gunning

Osaic Wealth, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Gary? Claim Your Profile

About Gary Lynn Gunning

Gary Lynn Gunning is an active investment advisor representative with Osaic Wealth, Inc. based in San Diego, CA. Gary has over 40 years of experience in the financial services industry. Gary has a variety of licenses and registrations including Series 6, 7, 24, 52, 53, and 63. Gary also holds the Certified Financial Planner (CFP®) and Chartered Financial Consultant (ChFC®) designations. Gary's previous employers include MMA Securities LLC, Sagepoint Financial, Inc., MMC Securities Corp., Spectrum Capital, LLC, SunAmerica Securities, Inc., Wachovia Securities Financial Network, LLC, and Anchor National Financial Services, Inc.

Firm Information

Gary Gunning is currently registered with Osaic Wealth, Inc.. Osaic Wealth, Inc. is a corporation headquartered in Scottsdale, AZ. The firm has been approved and operates as an investment advisor, offering financial planning, pension consulting, and educational seminars. Osaic Wealth, Inc. manages assets for individuals, businesses, and charitable organizations, and participates in wrap fee programs.
Osaic Wealth, Inc.

18700 N. HAYDEN ROAD

SCOTTSDALE, AZ 85255

$94.56B

Assets Under Management

39,691

Total Clients

8,460

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Gary Gunning’s Registration & Firm History

CA

01/10/2024 - Present

Osaic Wealth, Inc. (SAN DIEGO CA)

CA

09/01/2015 - 04/30/2024

MMA SECURITIES LLC (San Diego CA)

CA

10/31/2005 - 09/01/2023

SAGEPOINT FINANCIAL, INC. (SAN DIEGO CA)

CA

11/06/2014 - 09/15/2015

MMC SECURITIES CORP. (San Diego CA)

NE

05/03/2013 - 02/07/2014

SPECTRUM CAPITAL, LLC (OMAHA NE)

AZ

11/21/2003 - 10/31/2005

SUNAMERICA SECURITIES, INC. (PHOENIX AZ)

MO

11/16/2001 - 12/11/2003

WACHOVIA SECURITIES FINANCIAL NETWORK, LLC (ST. LOUIS MO)

AZ

05/19/1992 - 11/21/2001

SUNAMERICA SECURITIES, INC. (PHOENIX AZ)

NA

04/27/1989 - 05/19/1992

ANCHOR NATIONAL FINANCIAL SERVICES, INC.

NY

09/20/1988 - 05/15/1989

MONY SECURITIES CORP. (NEW YORK NY)

NY

09/20/1988 - 05/15/1989

THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK (NEW YORK NY)

NA

12/22/1987 - 12/31/1988

FSC SECURITIES CORPORATION

NA

12/08/1982 - 12/07/1987

BUCHANAN & CO., INC.

Not sure if Gary Lynn Gunning is right for you?

Licenses & Designations

IA

Issued 08/10/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/27/1982

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/13/1985

Series 24 - General Securities Principal Examination

BC

Issued 06/14/1984

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/19/1985

Series 7 - General Securities Representative Examination

BC

Issued 01/17/1983

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 12/07/1982

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gary Lynn Gunning.
Not sure if Gary Lynn Gunning is right for you?