Unclaimed
Gary Lynn Gunning is an active investment advisor representative with Osaic Wealth, Inc. based in San Diego, CA. Gary has over 40 years of experience in the financial services industry. Gary has a variety of licenses and registrations including Series 6, 7, 24, 52, 53, and 63. Gary also holds the Certified Financial Planner (CFP®) and Chartered Financial Consultant (ChFC®) designations. Gary's previous employers include MMA Securities LLC, Sagepoint Financial, Inc., MMC Securities Corp., Spectrum Capital, LLC, SunAmerica Securities, Inc., Wachovia Securities Financial Network, LLC, and Anchor National Financial Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
01/10/2024 - Present
Osaic Wealth, Inc. (SAN DIEGO CA)
CA
09/01/2015 - 04/30/2024
MMA SECURITIES LLC (San Diego CA)
CA
10/31/2005 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (SAN DIEGO CA)
CA
11/06/2014 - 09/15/2015
MMC SECURITIES CORP. (San Diego CA)
NE
05/03/2013 - 02/07/2014
SPECTRUM CAPITAL, LLC (OMAHA NE)
AZ
11/21/2003 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
MO
11/16/2001 - 12/11/2003
WACHOVIA SECURITIES FINANCIAL NETWORK, LLC (ST. LOUIS MO)
AZ
05/19/1992 - 11/21/2001
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
NA
04/27/1989 - 05/19/1992
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
NY
09/20/1988 - 05/15/1989
MONY SECURITIES CORP. (NEW YORK NY)
NY
09/20/1988 - 05/15/1989
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK (NEW YORK NY)
NA
12/22/1987 - 12/31/1988
FSC SECURITIES CORPORATION
NA
12/08/1982 - 12/07/1987
BUCHANAN & CO., INC.
IA
Issued 08/10/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/27/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/13/1985
Series 24 - General Securities Principal Examination
BC
Issued 06/14/1984
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/1985
Series 7 - General Securities Representative Examination
BC
Issued 01/17/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/07/1982
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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