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Gary Lynn Chaffin

Cetera Advisors LLC

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About Gary Lynn Chaffin

Gary Lynn Chaffin is a financial advisor with Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Advisor Networks LLC, and Cetera Investment Services LLC. Gary has been in the industry since December 31, 2019 and holds the Series 99TO and SIE licenses. Gary is located in EL SEGUNDO, CA.

Firm Information

Gary Chaffin is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gary Chaffin’s Registration & Firm History

CA

01/01/2020 - Present

Cetera Advisors LLC (EL SEGUNDO CA)

CA

01/01/2020 - 09/08/2022

FIRST ALLIED SECURITIES, INC. (EL SEGUNDO CA)

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Licenses & Designations

BC

Issued 12/30/2019

Series 99TO - Operations Professional Examination

BC

Issued 12/30/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gary Lynn Chaffin.
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