Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gary? Claim Your ProfileGary Lu is a financial professional with over 10 years of experience in the industry. Gary is currently registered with Prudential Annuities Distributors, Inc. Gary has experience with several other firms such as PRUCO SECURITIES, LLC., PRINCIPAL SECURITIES, INC., and FARMERS FINANCIAL SOLUTIONS, LLC. Gary has licenses for Series 6, 7, 26, 63, and 66. Gary has been a registered representative in California and South Dakota since April 2020.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
04/01/2020 - Present
Prudential Annuities Distributors, Inc. (SHELTON CT)
NJ
09/01/2016 - 04/01/2020
PRUCO SECURITIES, LLC. (NEWARK NJ)
CA
07/23/2014 - 08/02/2016
PRINCIPAL SECURITIES, INC. (SAN DIEGO CA)
CA
10/03/2011 - 04/19/2013
FARMERS FINANCIAL SOLUTIONS, LLC (SANTA ANA CA)
BOTH
Issued 12/18/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/08/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/16/2011
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/2015
Series 7 - General Securities Representative Examination
BC
Issued 09/30/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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