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Gary Lieberman

Capital ONE Securities, Inc.

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About Gary Lieberman

Gary Lieberman is a financial advisor with Capital One Securities, Inc. located in New York, NY. He has been in the industry since 1999. Gary has held previous roles at WELLS FARGO SECURITIES, LLC, STANFORD GROUP COMPANY, MORGAN STANLEY & CO., INCORPORATED, and J.P. MORGAN SECURITIES INC.

Firm Information

Gary Lieberman is currently registered with Capital ONE Securities, Inc.. Capital ONE Securities, Inc. is a Corporation formed in April 2000 and approved in multiple states, including California, Connecticut, Florida, Illinois, Louisiana, Maryland, Massachusetts, New York, Pennsylvania, Texas, and Virginia. They are also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

103

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gary Lieberman’s Registration & Firm History

NY

11/30/2022 - Present

Capital ONE Securities, Inc. (New York NY)

NY

04/01/2009 - 12/13/2017

WELLS FARGO SECURITIES, LLC (NEW YORK NY)

NY

09/05/2006 - 03/23/2009

STANFORD GROUP COMPANY (NEW YORK NY)

NY

03/29/1996 - 04/06/2006

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

NY

05/07/1993 - 11/01/1995

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/22/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/16/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 08/05/2004

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 04/21/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Gary Lieberman.
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