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Gary Leo Wargo

Cape Investment Advisory, Inc.

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About Gary Leo Wargo

Gary Leo Wargo is a financial advisor at Cape Investment Advisory, Inc. Gary has been a registered representative for over 18 years. Gary is currently registered in Alabama, Florida, Georgia, Mississippi, North Carolina, Ohio, and Texas. Gary has a Series 66, Series 7, Series 24 and SIE licenses. Gary has experience working in the financial services industry since 2005, with experience working at AXA Advisors, LLC before joining Cape Investment Advisory, Inc.

Firm Information

Gary Wargo is currently registered with Cape Investment Advisory, Inc.. Cape Investment Advisory, Inc. is an investment advisory firm headquartered in McDonough, Georgia, with a total of 40 investment adviser representatives. The firm manages approximately $365 million in assets, providing financial planning, pension consulting, and portfolio management services for individuals and businesses. They also offer educational seminars and select other advisors. The firm's services are tailored to meet the needs of high-net-worth individuals, pension and profit-sharing plans, and other individual clients.
Cape Investment Advisory, Inc.

1600 PENNSYLVANIA AVE.

MCDONOUGH, GA 30253

$365.21M

Assets Under Management

Not reported

Total Clients

39

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Gary Wargo’s Registration & Firm History

GA

07/22/2024 - Present

Cape Investment Advisory, Inc. (MCDONOUGH GA)

GA

04/07/2005 - 08/22/2012

AXA ADVISORS, LLC (LOCUST GROVE GA)

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Licenses & Designations

BOTH

Issued 04/14/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/21/2007

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/06/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Gary Leo Wargo. Review regulatory record here.
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