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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gary? Claim Your ProfileGary Stringer is a financial advisor at Raymond James & Associates, Inc., with over 20 years of experience in the industry. Gary has a broad range of experience in financial planning, portfolio management, and investment advisory services. Gary is dedicated to helping clients achieve their financial goals, and has a proven track record of success. Gary is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, 9, 10, 31, 66, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
05/20/2019 - Present
Raymond James & Associates, Inc. (Greenwood IN)
IN
01/01/2008 - 10/30/2008
WACHOVIA SECURITIES, LLC (INDIANPOLIS IN)
IN
01/11/2001 - 01/03/2008
A. G. EDWARDS & SONS, INC. (INDIANPOLIS IN)
BOTH
Issued 02/08/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/01/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/19/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 01/10/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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