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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gary? Claim Your ProfileGary Lee Paul is a financial advisor with over 27 years of experience in the financial services industry. Gary is currently registered with LPL Financial LLC, where Gary provides financial advice to individual and institutional clients. Gary specializes in providing a wide range of financial services, including financial planning, investment management, and retirement planning. Gary has a deep understanding of the financial markets and a commitment to helping clients achieve their financial goals. Gary has passed several industry exams including the Series 7, Series 63, Series 24, and the SIE, demonstrating Gary’s commitment to keeping up with current industry standards. Gary is also a Certified Financial Planner. Gary has previously worked with XCU Capital Corporation, Inc., Financial Network Investment Corporation, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Round Hill Securities, Inc., Mutual Service Corporation, and J.B. Hanauer & Co.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
04/06/2021 - Present
LPL Financial LLC (CITRUS HEIGHTS CA)
CA
09/04/2002 - 11/06/2007
XCU CAPITAL CORPORATION, INC. (SACRAMENTO CA)
CA
06/16/1999 - 09/23/2002
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
NY
10/22/1996 - 02/26/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CA
11/11/1994 - 06/09/1995
ROUND HILL SECURITIES, INC. (ALAMO CA)
MA
06/01/1992 - 11/10/1992
MUTUAL SERVICE CORPORATION (BOSTON MA)
NJ
08/06/1991 - 08/19/1991
J. B. HANAUER & CO. (PARSIPPANY NJ)
NY
05/25/1988 - 08/08/1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 11/05/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/06/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/01/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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