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Gary Lee Hathaway

Nylife Securities LLC

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About Gary Lee Hathaway

Gary Hathaway is a financial professional with over 30 years of experience in the industry. Gary is currently registered with Nylife Securities LLC and has a Series 6, 22, and 63 license. Gary also holds the SIE designation. Gary has a wide range of experience serving clients in several states, including Alabama, California, Florida, Georgia, Nevada, North Carolina, Tennessee, Texas, and Virginia.

Firm Information

Gary Hathaway is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gary Hathaway’s Registration & Firm History

TN

04/07/1988 - Present

Nylife Securities LLC (CHATTANOOGA TN)

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Licenses & Designations

BC

Issued 04/05/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/22/1988

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 04/06/1988

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gary Lee Hathaway.
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