Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gary? Claim Your ProfileGary Lam is a financial advisor with over 10 years of experience in the financial services industry. Gary has been registered with Wells Fargo Clearing Services, LLC since August 2022. Prior to that, Gary was with J.P. Morgan Securities LLC for nearly four years and UnionBanc Investment Services, LLC for six years. Gary has a Series 6, Series 63, and Series 65 license as well as the Securities Industry Essentials (SIE) exam. Gary is registered to provide investment advisory services in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
08/23/2022 - Present
Wells Fargo Clearing Services, LLC (RANCHO CUCAMONGA CA)
CA
09/17/2018 - 07/29/2022
J.P. MORGAN SECURITIES LLC (CLAREMONT CA)
CA
09/17/2012 - 08/27/2018
UNIONBANC INVESTMENT SERVICES, LLC (SAN GABRIEL CA)
IA
Issued 09/10/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/09/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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