Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gary? Claim Your ProfileGary Lawrence Shields is a financial professional with over 7 years of experience in the industry. Gary is currently registered with Finalis Securities LLC and holds Series 63, SIE and Series 79 licenses. Previously, Gary was registered with ShorelineAmbrose Advisors, LLC from August 2017 to March 2021. Gary is currently registered in California and Nevada.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
01/30/2023 - Present
Finalis Securities LLC (New York NY)
CA
08/09/2017 - 03/15/2021
SHORELINEAMBROSE ADVISORS, LLC (SAN DIEGO CA)
BC
Issued 09/21/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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