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Gary Lawrance Saccaro

Paulson Investment Co. LLC

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About Gary Lawrance Saccaro

Gary Lawrance Saccaro is a financial advisor with over 30 years of experience in the industry. Currently, Gary is registered with Paulson Investment Co. LLC. Gary has been registered with FINRA since 1988 and has passed the Series 7, Series 63, and SIE exams. Prior to joining Paulson Investment Co. LLC, Gary worked at a number of other firms including Advanced Equities, Inc., Joseph Gunnar & Co. LLC, and Wachovia Securities, LLC.

Firm Information

Gary Saccaro is currently registered with Paulson Investment Co. LLC. Paulson Investment Co. LLC is a Limited Liability Company formed on March 23, 2017, and is approved to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has a history of 33 regulatory events, 1 civil event, 8 arbitrations, and 1 bond disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

34

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gary Saccaro’s Registration & Firm History

NY

01/24/2013 - Present

Paulson Investment Co. LLC (NEW YORK NY)

NY

04/17/2008 - 11/20/2012

ADVANCED EQUITIES, INC. (NEW YORK NY)

NY

09/09/2004 - 04/17/2008

JOSEPH GUNNAR & CO. LLC (NEW YORK NY)

OR

08/06/2003 - 09/15/2004

PAULSON INVESTMENT COMPANY, INC. (PORTLAND OR)

MO

07/01/2003 - 08/06/2003

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NY

03/05/2001 - 07/01/2003

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NY

12/01/1997 - 02/21/2001

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

NY

08/13/1990 - 12/02/1997

CIBC OPPENHEIMER (NEW YORK NY)

NY

05/26/1989 - 08/16/1990

SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)

NA

05/25/1988 - 12/01/1988

MADISON CHAPIN ASSOCS., INC.

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Licenses & Designations

BC

Issued 05/03/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/21/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 16 public disclosures for Gary Lawrance Saccaro. Review regulatory record here.
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