Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gary? Claim Your ProfileGary L. Shumate is a registered investment advisor representative with Saxony Capital Management, LLC. Gary has over 17 years of experience in the financial services industry. Gary has experience working with individuals, high net worth individuals, corporations, and charitable organizations. Gary is also a registered investment advisor representative in Delaware, Florida, New Jersey, New York, and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Consulting fees to ria's, finders fees, fees third party manager
1
2
PA
11/14/2013 - Present
Saxony Capital Management, LLC (DOWNINGTOWN PA)
PA
03/21/2011 - 10/23/2013
MORGAN STANLEY (BRYN MAWR PA)
PA
01/11/2010 - 03/23/2011
HSBC SECURITIES (USA) INC. (PHILADELPHIA PA)
PA
09/29/2009 - 12/18/2009
RAYMOND JAMES FINANCIAL SERVICES, INC. (CONSHOHOCKEN PA)
PA
02/23/2005 - 09/09/2009
WELLS FARGO ADVISORS, LLC (BRYN MAWR PA)
IA
Issued 03/22/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/01/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 08/11/2008
Series 7 - General Securities Representative Examination
BC
Issued 02/22/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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