Unclaimed
Gary Riederman is an active investment advisor representative registered with Edelman Financial Engines. Gary has over 28 years of experience in the financial services industry. Gary has a Series 6, 7 and 63 licenses and is also a registered Investment Advisor. Gary has previously worked with EF Legacy Securities, LLC, Sanders Morris Harris LLC and AXA Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Set-up fees & related svcs; reimbursements for printed materials
1
2
IL
11/01/2018 - Present
Edelman Financial Engines (NORTHBROOK IL)
IL
04/22/2016 - 10/31/2018
EF LEGACY SECURITIES, LLC (OAK BROOK IL)
IL
05/17/2010 - 04/22/2016
SANDERS MORRIS HARRIS LLC (OAK BROOK IL)
IL
04/15/1994 - 05/11/2010
AXA ADVISORS, LLC (DEERFIELD IL)
NY
04/15/1994 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 06/24/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/14/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/1999
Series 7 - General Securities Representative Examination
BC
Issued 04/14/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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