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Gary L Brockett

Park Avenue Securities LLC

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About Gary L Brockett

Gary L. Brockett has been in the financial services industry since 1975 and is currently registered with Park Avenue Securities LLC. Gary Brockett is a Certified Financial Planner and a Chartered Financial Consultant. Gary Brockett is also licensed to sell insurance products. Gary Brockett's current employment with Park Avenue Securities began in January 2001. Gary Brockett has worked at other firms including The O.N. Equity Sales Company and Berkshire Equity Sales, Inc.. Gary Brockett is registered with the state of Ohio to offer investment advice. Gary Brockett specializes in providing financial planning, investment management, and insurance services for individual clients. Gary Brockett's firm is also actively involved in providing educational seminars to clients.

Firm Information

Gary Brockett is currently registered with Park Avenue Securities LLC. Park Avenue Securities LLC is a Limited Liability Company registered in the state of New York and has been operating since August 20, 1998. They provide financial planning and portfolio management services to individuals, high net worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and captive insurance clients. The firm has a nationwide reach with registered offices in 53 states and the District of Columbia.
Park Avenue Securities LLC

10 HUDSON YARDS

NEW YORK, NY 10001

$11.88B

Assets Under Management

38,141

Total Clients

2,244

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Gary Brockett’s Registration & Firm History

OH

01/22/2008 - Present

Park Avenue Securities LLC (CANTON OH)

OH

11/27/2000 - 12/08/2000

THE O.N. EQUITY SALES COMPANY (CINCINNATI OH)

MA

07/25/1983 - 11/22/2000

BERKSHIRE EQUITY SALES, INC. (PITTSFIELD MA)

NA

11/07/1975 - 08/04/1983

CIGNA SECURITIES, INC.

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Licenses & Designations

BOTH

Issued 12/29/1999

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/03/2002

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/01/2002

Series 7 - General Securities Representative Examination

BC

Issued 11/01/1975

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gary L Brockett.
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