Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gary? Claim Your ProfileGary Ransom has over 30 years of experience in the securities industry. Gary is currently registered with Dowling & Partners Securities LLC in Farmington, CT. Gary has held previous registrations with FOX-PITT KELTON COCHRAN CARONIA WALLER (USA) LLC and CONNING & COMPANY. Gary holds the Series 7, Series 24, Series 63, Series 86, and Series 87 licenses. Gary is registered in Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
04/30/2010 - Present
Dowling & Partners Securities LLC (FARMINGTON CT)
CT
07/30/2001 - 06/02/2009
FOX-PITT KELTON COCHRAN CARONIA WALLER (USA) LLC (WEST HARTFORD CT)
IL
11/24/1982 - 08/06/2001
CONNING & COMPANY (OAKBROOK TERRACE IL)
BC
Issued 02/11/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/20/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 02/25/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 11/20/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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