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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gary? Claim Your ProfileGary Kenneth Moss is a registered investment advisor representative with Stifel, Nicolaus & Company, Inc. Gary has over 40 years of experience in the financial services industry. Gary has held several industry licenses and has passed numerous examinations including the Series 7, Series 10, Series 24, and Series 63. Gary is registered in 28 states and offers a range of financial services including portfolio management, financial planning, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
07/30/2019 - Present
Stifel, Nicolaus & Company, Inc. (INDIANAPOLIS IN)
WI
01/11/2002 - 06/12/2002
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
WI
10/13/2000 - 06/05/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
WI
08/23/1996 - 10/12/2000
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
IN
08/16/1978 - 09/17/1996
DAVID A. NOYES & COMPANY (INDIANAPOLIS IN)
NA
03/01/1977 - 09/21/1978
RAFFENSPERGER, HUGHES & CO., INC.
IA
Issued 06/27/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/18/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/21/1986
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 07/22/1983
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/1977
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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