Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gary? Claim Your ProfileGary Keith Henman is a registered investment advisor representative associated with Vanguard Advisers, Inc. Gary has been in the securities industry since 1986. Gary has passed the Series 7, Series 24, Series 63, Series 65 and Series 66 exams. Currently Gary is registered in 53 states as a broker-dealer and in 2 states as an investment advisor. Previously, Gary worked at TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC, AMERIPRISE FINANCIAL SERVICES, INC., AMERIPRISE ADVISOR SERVICES, INC., THE CHAPMAN CO., DJF DISCOUNT BROKERS, INC., PFS INVESTMENTS INC., YORK SECURITIES, INC., THOMSON MCKINNON SECURITIES INC., PROFESSIONAL BROKERAGE SERVICES INC. and JEROLD SECURITIES & CO., INC. Gary has over 33 years of experience in the industry. Gary is a member of FINRA and is also registered with the Securities and Exchange Commission.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
12/02/2019 - Present
Vanguard Advisers, Inc. (CHARLOTTE NC)
NC
08/30/2011 - 12/20/2012
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
MN
10/26/2009 - 02/04/2010
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MD
07/09/2001 - 10/27/2009
AMERIPRISE ADVISOR SERVICES, INC. (TIMONIUM MD)
MD
03/17/1999 - 06/29/2001
THE CHAPMAN CO. (COLUMBIA MD)
NY
03/06/1996 - 03/05/1999
DJF DISCOUNT BROKERS, INC. (NEW YORK NY)
GA
02/04/1994 - 05/26/1995
PFS INVESTMENTS INC. (DULUTH GA)
NY
05/09/1989 - 12/03/1993
YORK SECURITIES, INC. (NEW YORK NY)
NA
08/16/1988 - 03/20/1989
THOMSON MCKINNON SECURITIES INC.
NA
10/29/1987 - 06/10/1988
PROFESSIONAL BROKERAGE SERVICES INC.
NA
10/29/1987 - 11/04/1987
JEROLD SECURITIES & CO., INC.
NA
12/18/1986 - 02/23/1987
JEROLD SECURITIES & CO., INC.
NA
08/19/1986 - 12/15/1986
BEAR, STEARNS & CO. INC.
BOTH
Issued 11/25/2019
Series 66 - Uniform Combined State Law Examination
IA
Issued 09/22/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/05/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/02/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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