Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gary? Claim Your ProfileGary Kaplan is a financial professional with over 30 years of experience in the industry. Gary is currently registered with Marex Capital Markets Inc. and holds a variety of licenses and certifications, including Series 7, 10, 24, 52, 53, 55, 57, 63, and 99. Gary previously worked at Cowen and Company, Westminster Research Associates LLC, Cowen Execution Services LLC, Deutsche Bank Securities Inc., Pragma Securities LLC, Goldman, Sachs & Co., Spear, Leeds & Kellogg, L.P., Asiel & Co. LLC, Waterhouse Securities, Inc., and Murphy & Durieu. Gary is a dedicated professional with a strong commitment to providing high-quality financial services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/04/2024 - Present
Marex Capital Markets Inc. (NEW YORK NY)
NY
04/24/2020 - 06/03/2024
COWEN AND COMPANY (NEW YORK NY)
NY
03/29/2017 - 06/03/2024
WESTMINSTER RESEARCH ASSOCIATES LLC (NEW YORK NY)
NY
04/27/2016 - 07/21/2020
COWEN EXECUTION SERVICES LLC (NEW YORK NY)
NY
03/11/2013 - 04/26/2016
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
09/03/2009 - 09/24/2012
PRAGMA SECURITIES LLC (NEW YORK NY)
NY
09/09/2002 - 12/31/2008
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
05/14/1997 - 09/09/2002
SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)
NY
01/30/1995 - 05/02/1997
ASIEL & CO. LLC (NEW YORK NY)
NE
02/04/1992 - 01/27/1995
WATERHOUSE SECURITIES, INC. (OMAHA NE)
NY
09/25/1990 - 01/24/1992
MURPHY & DURIEU (NEW YORK NY)
NA
11/23/1988 - 01/02/1989
EQUITABLE SECURITIES OF NEW YORK,INC.
BC
Issued 11/20/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/30/1995
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/15/1994
Series 24 - General Securities Principal Examination
BC
Issued 06/25/1993
Series 14 - Compliance Officer Examination
BC
Issued 08/31/1992
Series 4 - Registered Options Principal Examination
BC
Issued 06/25/1992
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/23/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/19/1988
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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