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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gary? Claim Your ProfileGary Vick has been in the financial services industry since 1970. Gary is a financial advisor with Avantax Advisory Services, based in Los Gatos, California. Gary is a Certified Financial Planner and has a Series 63 and Series 65 license. Gary is registered with the state of California and Texas as an Investment Advisor Representative. Gary's previous experience includes working with NYLIFE Securities LLC, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., and Paine, Webber, Jackson & Curtis Incorporated. Gary specializes in providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and retirement plans. Gary is also a registered representative of Avantax Insurance Agency, LLC and may offer equity indexed annuities, variable annuities, and fixed annuities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
CA
10/19/2023 - Present
Avantax Advisory Services (LOS GATOS CA)
CA
05/01/2009 - 08/05/2009
NYLIFE SECURITIES LLC (SAN JOSE CA)
CA
04/02/2007 - 04/21/2009
MORGAN STANLEY & CO. INCORPORATED (SAN JOSE CA)
CA
04/09/1970 - 04/02/2007
MORGAN STANLEY DW INC. (SAN JOSE CA)
NA
04/21/1970 - 06/05/1979
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
IA
Issued 03/24/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/16/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/1982
Series 5 - Interest Rate Options Examination
BC
Issued 09/02/1977
PC - AMEX Put and Call Exam
BC
Issued 04/09/1970
Series 000 - General Securities Principal Examination
BC
Issued 04/09/1970
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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