Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gary? Claim Your ProfileGary Joseph Semeraro is a financial advisor with UBS Financial Services Inc., in New York, NY, and has over 37 years of experience in the industry. Gary is registered with the following securities regulators: FINRA, NJ, NY, and TX. Gary has a strong track record of success in helping clients achieve their financial goals. He has a deep understanding of the financial markets and is committed to providing personalized advice to meet each client's unique needs. Previously, Gary was registered with BEAR, STEARNS & CO. INC., SG COWEN SECURITIES CORPORATION, COWEN & CO. and PAINEWEBBER INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
01/17/2024 - Present
UBS Financial Services Inc. (New York NY)
NY
11/10/2000 - 02/01/2007
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
07/01/1998 - 10/24/2000
SG COWEN SECURITIES CORPORATION (NEW YORK NY)
NY
12/24/1997 - 07/01/1998
COWEN & CO. (NEW YORK NY)
NJ
08/01/1984 - 12/10/1997
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BOTH
Issued 01/09/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/07/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/08/1989
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/1985
Series 3 - National Commodity Futures Examination
BC
Issued 05/19/1984
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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