Unclaimed
Gary Kobes is a financial professional with over 40 years of experience in the industry. Gary is currently registered with Cantor Fitzgerald & Co. and has previously been registered with BTIG, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Gary holds several licenses including Series 3, 5, 7, 9, 10, and 63. Gary has a wide range of experience in financial services including options, futures, and securities. Gary is registered in 29 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
12/20/2010 - Present
Cantor Fitzgerald & Co. (SUMMIT NJ)
NY
03/09/2009 - 10/19/2010
BTIG, LLC (NEW YORK NY)
NY
05/20/1982 - 03/03/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 03/26/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/13/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/03/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/1982
Series 5 - Interest Rate Options Examination
BC
Issued 10/01/1982
Series 3 - National Commodity Futures Examination
BC
Issued 05/15/1982
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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