Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gary? Claim Your ProfileGary Joseph Carbone is a financial professional with over 20 years of experience in the financial services industry. Gary currently works as a registered representative at Interactive Brokers LLC. Prior to joining Interactive Brokers LLC, Gary was a registered representative at Wells Fargo Clearing Services, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Gary holds a variety of licenses and certifications including Series 3, 4, 7, 9, 10, 24, 52TO, 53, 55, 57TO, 63, 65, and 99TO. Gary has demonstrated expertise in various financial areas including securities, commodities, and options.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
11/22/2020 - Present
Interactive Brokers LLC (CHICAGO IL)
NC
01/24/2020 - 06/29/2020
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
FL
06/24/2003 - 09/18/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)
NJ
04/19/2002 - 09/25/2002
DATEK ONLINE FINANCIAL SERVICES LLC (JERSEY CITY NJ)
IA
Issued 12/19/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/17/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/05/2007
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/08/2006
Series 4 - Registered Options Principal Examination
BC
Issued 04/26/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/28/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/13/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/2007
Series 3 - National Commodity Futures Examination
BC
Issued 08/14/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/18/2002
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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