Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gary? Claim Your ProfileGary Sampson is a financial advisor with over 30 years of experience in the industry. Gary is currently registered with Wells Fargo Clearing Services, LLC. Gary has held previous registrations with UBS Financial Services Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Royal Alliance Associates, Inc., Integrated Resources Equity Corporation, and Oak Creek Securities, Incorporated. Gary is a Certified Financial Planner and holds a variety of licenses, including Series 7, 22, 24, 31, 39, 63, and 65. Gary specializes in providing financial advice to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
03/04/2018 - Present
Wells Fargo Clearing Services, LLC (BAKERSFIELD CA)
CA
11/21/2008 - 03/15/2018
UBS FINANCIAL SERVICES INC. (BAKERSFIELD CA)
CA
03/05/2001 - 11/28/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BAKERSFIELD CA)
AZ
11/19/1989 - 02/21/2001
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NA
09/10/1986 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
02/08/1985 - 08/05/1986
OAK CREEK SECURITIES, INCORPORATED
IA
Issued 03/27/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/11/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/26/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/26/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/18/1987
Series 24 - General Securities Principal Examination
BC
Issued 05/08/1984
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 06/21/1986
Series 7 - General Securities Representative Examination
BC
Issued 05/08/1984
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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