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Gary John Gallagher

Fidelity Distributors Co. LLC

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About Gary John Gallagher

Gary Gallagher is a financial professional with over 29 years of experience in the industry. Gary is currently registered with Fidelity Distributors Co. LLC and Fidelity Brokerage Services LLC. Gary is also registered with National Financial Services LLC. Prior to joining these firms, Gary worked at LPL FINANCIAL CORPORATION and CITICORP INVESTMENT SERVICES. Gary holds a Series 63, Series 7, Series 24, SIE, and Series 99TO license and is registered in several states including Connecticut, Massachusetts, New Jersey, New York, North Carolina, Rhode Island and Texas.

Firm Information

Gary Gallagher is currently registered with Fidelity Distributors Co. LLC. Fidelity Distributors Co. LLC is a Limited Liability Company formed in January 2020. The firm is registered in all 50 states and the District of Columbia. It has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

137

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gary Gallagher’s Registration & Firm History

MA

11/05/2020 - Present

Fidelity Distributors Co. LLC (BOSTON MA)

MA

12/06/2007 - 12/31/2010

LPL FINANCIAL CORPORATION (BOSTON MA)

MA

09/08/1995 - 11/07/2007

FIDELITY BROKERAGE SERVICES LLC (BOSTON MA)

NY

09/29/1992 - 07/06/1995

CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)

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Licenses & Designations

BC

Issued 08/27/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/06/2006

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/25/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Gary John Gallagher.
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