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Gary John Filippi

Allstate Financial Services, LLC

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About Gary John Filippi

Gary John Filippi is a financial professional with over 11 years of experience in the financial industry. Gary is registered with the state of North Carolina and Delaware as a broker. Gary holds the Series 6, Series 63 and SIE licenses. Gary currently works for Allstate Financial Services, LLC.

Firm Information

Gary Filippi is currently registered with Allstate Financial Services, LLC. Allstate Financial Services, LLC, is a Limited Liability Company formed in November 1999. The firm is registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

4,147

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gary Filippi’s Registration & Firm History

NC

11/07/2011 - Present

Allstate Financial Services, LLC (Fuquay Varina NC)

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Licenses & Designations

BC

Issued 11/26/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/05/2011

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gary John Filippi.
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