Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gary? Claim Your ProfileGary John Cuccia is an active financial advisor with a strong history of experience in the financial services industry. Gary is currently registered with Investment Planners, Inc., Aspen Alpine Capital LLC, Beehive Trading, LLC, GRF Capital Investors, Inc., Allen C. Ewing & Co., Aquas Financial, LLC, Ventureaide Capital, LLC, Strathmore Group LLC, C2M Securities, LLC, and Nest Investments BD LLC. Gary has passed a number of industry exams including Series 7, Series 14, Series 24, Series 27, Series 28, SIE and Series 99TO. Gary is currently registered in Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
05/28/2024 - Present
Investment Planners, Inc. (DECATUR IL)
NC
03/23/2023 - 08/22/2024
MODERN CAPITAL SECURITIES INC. (RALEIGH NC)
NC
03/08/2023 - 08/22/2024
LIBERTY PARTNERS FINANCIAL SERVICES, LLC (RALEIGH NC)
MA
02/22/2023 - 06/05/2024
FUNDOPOLIS SECURITIES, LLC (WINCHESTER MA)
NY
04/13/2023 - 03/15/2024
OCTAURA SECURITIES TRADINGCO LLC (New York NY)
NY
05/12/2021 - 01/16/2024
HAMERSHLAG SULZBERGER BORG CAPITAL MARKETS, INC. (NEW YORK CITY NY)
NJ
08/31/2020 - 11/30/2023
CIM SECURITIES, LLC (WALL TOWNSHIP NJ)
FL
10/01/2021 - 07/26/2023
BG STRATEGIC ADVISORS LLC (WEST PALM BEACH FL)
NJ
12/04/2022 - 07/19/2023
WINDWARD CAPITAL INC. (PRINCETON NJ)
IL
11/16/2021 - 05/11/2022
INVESTMENT PLANNERS, INC. (DECATUR IL)
TN
08/29/2018 - 05/05/2022
CENTER STREET SECURITIES, INC. (NASHVILLE TN)
NY
04/01/2021 - 09/20/2021
WORDEN CAPITAL MANAGEMENT LLC (NEW YORK NY)
NY
08/10/2020 - 03/31/2021
MAGEN FINANCIAL LLC (Rye NY)
FL
05/04/2020 - 06/30/2020
BRICKELL GLOBAL MARKETS, INC. (MIAMI FL)
NY
03/18/2019 - 03/02/2020
HAMERSHLAG SULZBERGER BORG CAPITAL MARKETS, INC. (NEW YORK CITY NY)
NY
05/08/2019 - 12/26/2019
COVA CAPITAL PARTNERS LLC (SYOSSET NY)
MA
05/15/2019 - 08/02/2019
BFC CAPITAL LLC (QUINCY MA)
FL
09/22/2018 - 03/01/2019
FUSION ANALYTICS SECURITIES LLC (CORAL SPRINGS FL)
FL
11/13/2017 - 10/15/2018
DAKOTA SECURITIES INTERNATIONAL, INC. (MIAMI FL)
TN
08/06/2018 - 08/23/2018
CENTER STREET SECURITIES, INC. (NASHVILLE TN)
FL
03/09/2017 - 07/05/2017
STATETRUST INVESTMENTS INC. (BOCA RATON FL)
FL
08/19/2015 - 03/03/2017
BRICKELL GLOBAL MARKETS, INC. (MIAMI FL)
MA
05/19/2006 - 05/21/2015
CITIZENS SECURITIES, INC. (NORWOOD MA)
NY
04/07/2005 - 05/16/2006
VAN DER MOOLEN SPECIALISTS USA, LLC (NEW YORK NY)
NY
06/11/2001 - 03/03/2005
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
01/03/2001 - 01/15/2002
M.V.P. FINANCIAL LLC (SOUTHHAMPTON NY)
NY
05/12/1993 - 10/27/1999
GRUNTAL & CO., L.L.C. (NEW YORK NY)
BC
Issued 01/02/2023
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 03/23/2015
Series 24 - General Securities Principal Examination
BC
Issued 05/10/1993
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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