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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gary? Claim Your ProfileGary Jeff Roney is a financial advisor with over 39 years of experience in the financial services industry. Gary is currently registered with Morgan Stanley in Laguna Niguel, California. Gary has been registered with the firm since June 2009 and has been with the firm for over 14 years. Prior to working at Morgan Stanley, Gary worked at various other firms, including Citigroup Global Markets Inc., Lehman Brothers Inc., and Merrill Lynch. Gary holds the Series 3, 7, and 63 licenses and has passed the SIE and Series 65 exams. He specializes in providing financial advice to individuals, businesses, high-net-worth individuals, and institutional clients. Gary has a comprehensive understanding of the financial markets and a proven track record of success. He is committed to providing his clients with personalized financial advice that meets their unique needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
01/14/2019 - Present
Morgan Stanley (Laguna Niguel CA)
CA
12/12/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (IRVINE CA)
CA
07/31/1993 - 12/20/2008
CITIGROUP GLOBAL MARKETS INC. (IRVINE CA)
NY
10/05/1990 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
MO
09/04/1990 - 10/15/1990
KEMPER SECURITIES GROUP, INC. (ST. LOUIS MO)
NA
06/07/1989 - 09/04/1990
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
NA
10/02/1986 - 06/13/1989
DREXEL BURNHAM LAMBERT INCORPORATED
NA
06/22/1983 - 10/14/1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 03/31/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/01/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/11/1988
Series 3 - National Commodity Futures Examination
BC
Issued 06/18/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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