Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gary? Claim Your ProfileGary Handler is a financial advisor with Raymond James & Associates, Inc. with 35 years of experience in the financial services industry. Gary has been with Raymond James since 2014, and prior to that worked with UBS Financial Services Inc. Gary is a licensed securities professional, holds Series 3, 7, 63, and 66 licenses, and holds an SIE designation. Gary is registered with the state of California, Illinois, and Texas. Gary specializes in providing financial planning, portfolio management, and investment advice to individuals, businesses, and retirement plans. Gary is committed to providing his clients with personalized financial guidance and helping them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
08/09/2018 - Present
Raymond James & Associates, Inc. (BEVERLY HILLS CA)
CA
04/13/2007 - 04/07/2014
UBS FINANCIAL SERVICES INC. (ENCINO CA)
CA
06/18/2003 - 04/19/2007
RBC DAIN RAUSCHER INC. (BEVERLY HILLS CA)
NY
01/03/2003 - 06/17/2003
FAHNESTOCK & CO. INC. (NEW YORK NY)
NY
03/06/1991 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
10/16/1989 - 01/07/1991
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
BOTH
Issued 11/02/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/27/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/1990
Series 3 - National Commodity Futures Examination
BC
Issued 09/16/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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