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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gary? Claim Your ProfileGary Howard Roberts is a financial advisor with over 30 years of experience in the industry. Gary currently works at LPL Financial LLC, a large financial services firm, where Gary helps clients with financial planning, portfolio management, and other investment services. Gary has also worked at several other firms, including OSAIC WEALTH, INC., SAGEPOINT FINANCIAL, INC., and INVESTORS CAPITAL CORP. Gary holds the Series 63, Series 65, Series 7, and SIE licenses. Gary is registered in Massachusetts, New Hampshire, and Rhode Island. Gary's primary focus is to provide individualized financial advice and support to meet each client's unique needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
06/26/2024 - Present
LPL Financial LLC (SAN DIEGO CA)
MA
09/01/2023 - 12/12/2023
OSAIC WEALTH, INC. (WESTBOROUGH MA)
MA
11/29/2005 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (WESTBOROUGH MA)
MA
06/16/2003 - 12/12/2005
MUTUAL SERVICE CORPORATION (BOSTON MA)
MA
12/07/2001 - 06/19/2003
INVESTORS CAPITAL CORP. (LYNNFIELD MA)
NY
11/03/2000 - 12/17/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NJ
05/03/1996 - 11/14/2000
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
12/16/1994 - 05/06/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
05/22/1990 - 12/20/1994
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
IA
Issued 07/11/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/25/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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