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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gary? Claim Your ProfileGary Hollis Schwartz is a financial advisor with Cetera Investment Advisers LLC, based in Minneapolis, Minnesota. Gary has been in the financial services industry since 1976 and has held various roles at firms such as Securian Financial Services, Inc., CRI Securities, LLC, Waddell & Reed, Inc. and Ameriprise Financial Services, Inc. Gary holds Series 1, 7, 24, 51, and 66 licenses and is also a Chartered Financial Consultant. Gary works with individuals, corporations, and charitable organizations, providing financial planning, portfolio management, and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
08/10/2023 - Present
Cetera Investment Advisers LLC (MINNEAPOLIS MN)
MN
06/12/2013 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
06/12/2013 - 10/28/2021
CRI SECURITIES, LLC (MINNEAPOLIS MN)
MN
11/16/2012 - 02/05/2013
WADDELL & REED, INC. (BLOOMINGTON MN)
MN
11/13/2002 - 11/15/2012
AMERIPRISE FINANCIAL SERVICES, INC. (BLOOMINGTON MN)
MN
11/13/2002 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
MN
04/10/1986 - 10/01/2002
SECURIAN FINANCIAL SERVICES, INC. (ST. PAUL MN)
NA
08/06/1975 - 04/07/1986
THE MINNESOTA MUTUAL LIFE INSURANCE COMPANY
NA
08/06/1975 - 04/16/1977
NORTH STAR EQUITIES COMPANY
BOTH
Issued 07/24/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/04/2005
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 12/20/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/1997
Series 7 - General Securities Representative Examination
BC
Issued 07/31/1975
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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