Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gary? Claim Your ProfileGary Harris Serlin has been a financial professional since 2004 and is currently registered with Vanguard Marketing Corp. in Scottsdale, Arizona. Gary has experience in the financial services industry, holding previous positions with firms such as Princor Financial Services Corporation and New England Securities. Gary has passed the Series 7, Series 63, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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AZ
10/03/2017 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
AZ
09/21/2005 - 05/18/2015
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
IA
01/25/2005 - 09/12/2005
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
NY
06/28/2004 - 01/20/2005
NEW ENGLAND SECURITIES (NEW YORK NY)
BC
Issued 08/26/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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