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Gary Hall

Siebert Williams Shank & CO., LLC

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About Gary Hall

Gary Hall is a registered representative with Siebert Williams Shank & CO., LLC. Gary has been in the securities industry since May 20, 2001, and is currently registered in 49 states. Gary holds a Series 7, Series 24, Series 50, Series 53, Series 63, and SIE license. Prior to joining Siebert Williams Shank & CO., LLC, Gary was employed at J.P. Morgan Securities LLC and J.P. Morgan Securities Inc..

Firm Information

Gary Hall is currently registered with Siebert Williams Shank & CO., LLC. Siebert Williams Shank & CO., LLC is a Limited Liability Company that was formed in March 1997. The firm is registered in all 50 states and with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

88

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gary Hall’s Registration & Firm History

CA

06/12/2013 - Present

Siebert Williams Shank & CO., LLC (OAKLAND CA)

CA

10/01/2008 - 06/07/2013

J.P. MORGAN SECURITIES LLC (SAN FRANCISCO CA)

CA

07/01/2004 - 10/01/2008

J.P. MORGAN SECURITIES INC. (SAN FRANCISCO CA)

IL

05/17/2001 - 07/01/2004

BANC ONE CAPITAL MARKETS, INC. (CHICAGO IL)

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Licenses & Designations

BC

Issued 09/12/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/18/2021

Series 24 - General Securities Principal Examination

BC

Issued 07/26/2012

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/11/2017

Series 50 - Municipal Advisor Representative Qualification Exam

BC

Issued 05/15/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gary Hall.
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