Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gary? Claim Your ProfileGary H. Ford is a registered representative with Principal Securities, Inc. Gary has been in the financial services industry for over 25 years. Gary specializes in financial planning, pension consulting, and portfolio management for individuals. Gary also has a Chartered Financial Analyst designation. Gary's experience includes previous employment with Stifel, Nicolaus & Company, Incorporated and Southeast Research Partners, Inc. Gary is registered with the state of Missouri as both a Broker-Dealer and an Investment Advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
MO
03/02/2020 - Present
Principal Securities, Inc. (SAINT LOUIS MO)
MO
08/30/2019 - 11/25/2019
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CLAYTON MO)
NY
06/12/1996 - 07/15/1999
SOUTHEAST RESEARCH PARTNERS, INC. (MELVILLE NY)
NY
04/26/1995 - 05/14/1996
H.C. WAINWRIGHT & CO., INC. (NEW YORK NY)
NA
10/12/1994 - 03/03/1995
ADAMS, COHEN SECURITIES INC.
BOTH
Issued 09/20/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/25/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/30/2019
Series 7TO - General Securities Representative Examination
BC
Issued 07/29/2019
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/1995
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 10/11/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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